Regulatory Disclosures
A C Agarwal Share Brokers Private Limited is a SEBI-registered stock broker and CDSL depository participant. This page consolidates the disclosures required under SEBI (Stock Brokers) Regulations, 2026 and the relevant exchange circulars.
Registrations & memberships
- SEBI RegistrationINZ000216930
- BSE MembershipINB011326437
- CDSL DPIN-DP-CDSL-186
- CINU67120RJ2006PTC022349
- Valid since13 January 2009 (Perpetual)
- NSE · BSE · MSE · MCXCorporate Member
- Compliance Officeraca.compliance@acagarwal.com · +91-265-2361059
Rights & Obligations of Stock Brokers and Investors
As mandated by SEBI and the exchanges, the document detailing the rights and obligations of stock brokers, authorised persons and investors is annexed to every Client Account Opening form and is also available here: Download Rights & Obligations (PDF).
Risk Disclosure Document
Investments in securities markets are subject to market risks. Trading in futures, options and other derivatives involves substantial risk of loss and is not suitable for all investors. Please read the full Risk Disclosure Document (PDF) issued by the exchanges before transacting.
Key warnings: high leverage can work against you as well as for you; you could lose more than your initial margin in F&O; past performance is not indicative of future results; physical delivery on F&O expiry can trigger unexpected margin calls.
Do’s and Don’ts for Investors
- Deal only with SEBI-registered intermediaries
- Insist on a Contract Note within 24 hours of every trade
- Review quarterly fund and securities statements
- Use the SEBI SCORES portal for unresolved grievances
- Update your mobile, email and bank details promptly
- Do not sign blank Delivery Instruction Slips (DIS)
- Do not transfer funds to the personal account of any employee
- Do not share your trading password, OTP, or API keys
- Do not fall for guaranteed return or tip-provider schemes
- Do not rely on social media “influencers” - always verify registration
Policies & Procedures
- Anti Money Laundering (PMLA) PolicyDownload →
- KYC & Client Acceptance PolicyDownload →
- Internal Control PolicyDownload →
- Pre-funded Instruments PolicyDownload →
- Client Code Modification PolicyDownload →
- Margin Collection & Reporting PolicyDownload →
- Surveillance PolicyDownload →
- Execution Policy & Order HandlingDownload →
- Conflict of Interest PolicyDownload →
- Cyber Security & Cyber Resilience PolicyDownload →
Account opening procedure
The step-by-step procedure for opening a trading and demat account with us - including the list of documents required, the digital onboarding flow, in-person verification (IPV) options, e-sign workflow, and post-opening activation steps - is published in detail here: Account opening procedure (PDF).
